-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VbeMY60dJpWONW78rV1BzXvNwl5Ewb2Ii/9js4f6wMNGjzSOmRMCqva+d3f0YnPQ JALW8K9N0jAWmfWglju2vQ== 0000898531-03-000180.txt : 20030424 0000898531-03-000180.hdr.sgml : 20030424 20030424155543 ACCESSION NUMBER: 0000898531-03-000180 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030424 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZIEGLER BERNARD C II CENTRAL INDEX KEY: 0001228912 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 27082 NORTH 96TH WAY CITY: SCOTTSDALE STATE: AZ ZIP: 85255 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZIEGLER COMPANIES INC CENTRAL INDEX KEY: 0000109312 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 391148883 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-11879 FILM NUMBER: 03662408 BUSINESS ADDRESS: STREET 1: 215 N MAIN ST CITY: WEST BEND STATE: WI ZIP: 53095 BUSINESS PHONE: 4143345521 MAIL ADDRESS: STREET 1: 215 NORTH MAIN STREET CITY: WEST BEND STATE: WI ZIP: 53095 FORMER COMPANY: FORMER CONFORMED NAME: ZIEGLER CO INC DATE OF NAME CHANGE: 19920703 SC 13G 1 tzc13g-bcz.txt OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___________)* THE ZIEGLER COMPANIES, INC. ---------------------------------------------------------------------- (Name of Issuer) COMMON STOCK PAR VALUE $1.00 ---------------------------------------------------------------------- (Title of Class of Securities) 989506100 ---------------------------------------------------------------------- (CUSIP Number) MAY 28, 2002 ---------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 989506100 SCHEDULE 13G 1. Name of Reporting Person(s) BERNARD C. ZIEGLER II 2. Check the Appropriate box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] 3. SEC Use Only 4. Citizenship or Place of Organization UNITED STATES OF AMERICA Number of 5. Sole Voting Power: 36,380 SHARES Shares Beneficially 6. Shared Voting Power: 120,676 SHARES Owned by Each 7. Sole Dispositive Power: 36,380 SHARES Reporting Person with 8. Shared Dispositive Power: 120,676 SHARES 9. Aggregate Amount Beneficially Owned by Reporting Person 157,056 SHARES 10. Check if the Aggregate Amount in Row(9) Excludes Certain Shares [ ] (See Instructions) 11. Percent of Class Represented by Amount in Row (9): 7.2%(1) 12. Type of Reporting Person (See Instructions) IN (1) Based upon 2,179,609 shares of Common Stock outstanding at March 14, 2003. SCHEDULE 13G THE ZIEGLER COMPANIES, INC. ITEM 1(A). NAME OF ISSUER The Ziegler Companies, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 250 East Wisconsin Avenue Suite 2000 Milwaukee, WI 53202 ITEM 2(A). NAME OF PERSON FILING Bernard C. Ziegler II ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 27082 North 96th Way Scottsdale, AZ 85255 ITEM 2(C). CITIZENSHIP United States of America ITEM 2(D). TITLE OF CLASS OF SECURITIES Common Stock, par value $1.00 per share ITEM 2(E). CUSIP NUMBER 989506100 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONSECTION240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ ] An investment adviser in accordance with Section240.13d- 1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section240.13d-1(b)(1)(ii)(J). Not Applicable ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 157,056 . ------------------- (b) Percent of class: 7.2%(1) . --------------------------- (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 36,380 . --------------- (ii) Shared power to vote or to direct the vote 120,676 . ----------------- (iii) Sole power to dispose or to direct the disposition of 36,380 . ------------ (iv) Shared power to dispose or to direct the disposition of 120,676 . ------------ (1) Based upon 2,179,609 shares of Common Stock outstanding at March 14, 2003. Instruction. For computations regarding securities which represent a right to acquire an underlying security see Section 240.13d3(d)(1). ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Not Applicable Instruction: Dissolution of a group requires a response to this item. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT OF BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF A GROUP Not Applicable ITEM 10. CERTIFICATIONS By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Bernard C. Ziegler II ----------------------------------- Bernard C. Ziegler II -----END PRIVACY-ENHANCED MESSAGE-----